Securities Law Fraud PDF Print

Were You Mislead or Given Distorted Information?

Are you the victim of an unscrupulous stock broker or brokerage firm? Were you influenced to buy a stock through fraudulent information? Were you mislead by your broker? As an investor, did the corporation you invested in hide or distort information? These are just a few of the securities law violations that could have happened to you.

Securities fraud carries both civil and criminal punishment. The Securities and Exchange Commission (SEC) and National Association of Securities Dealers (NASD) may investigate and impose civil fines against corporations and individuals suspected of securities fraud. That could be the result of:

  • Brokers-dealers misleading clients
  • Financial advisers or analysts deliberately offering poor advice or inside information
  • Corporations hiding or distorting information
  • Private investors acting on inside information

Investment and brokerage houses commit fraud when they offer false or deceptive information to their investors in an effort to manipulate the market. Shareholder fraud occurs when a company conceals its debts or beefs up their earnings reports in order to mislead investors and stockholders. This illegal activity could have cost you your life savings. In any case of securities fraud contact a securities fraud litigation attorney at Charlip Law Group, LC to help you recover the damages you deserve.

At Charlip Law Group, LC our attorneys will represent your matters with the full consideration and respect you deserve. The lawyers at our firm bring many years of training and experience to the practice of law. Our multi-lingual staff will deal with your issues promptly. We are conveniently located in Broward County. Our South Florida location allows us to serve our clients in Miami-Dade, Broward and Palm Beach Counties; throughout Florida and the United States. Contact Charlip Law Group, LC at our Hollywood, Florida offices toll-free at 1-800-773-1955 or 954-921-2131. You can send us a confidential email at This e-mail address is being protected from spambots. You need JavaScript enabled to view it .

Important Links:

FDIC

The Federal Reserve

NASDAQ